Overview: ROC Filings in India
ROC Filings under the Ministry of Corporate Affairs (MCA) are mandatory statutory disclosures required of every Private Limited Company, OPC, Section 8 Company, and LLP—even if there were zero business transactions during the year. Adlux Business Solutions manages Annual ROC Returns (AOC-4, MGT-7/7A, LLP Form 11 & Form 8), DIR-3 KYC, INC-20A, and event-based corporate changes.
Who Needs ROC Filings?
- ✓ Private Limited & One Person Companies requiring annual AOC-4, MGT-7A/MGT-7, ADT-1, and DPT-3 filings
- ✓ LLPs filing mandatory Annual Return (Form 11 by May 30) and Statement of Account & Solvency (Form 8 by Oct 30)
- ✓ Directors holding a DIN requiring annual DIR-3 KYC verification before September 30
- ✓ Companies changing Directors (DIR-12), Registered Office (INC-22), Authorized Capital (SH-7), or Shareholding (PAS-3)
- ✓ Dormant or inactive companies seeking compliant Strike-Off (Form STK-2)
Documents Required for ROC Filings
- 1. Audited Financial Statements (Balance Sheet, P&L, Notes, Auditor Report & Board Report)
- 2. Company CIN / LLPIN & MCA V3 Business User credentials
- 3. Active Class-3 Digital Signature Certificates (DSC) of Directors / Designated Partners
- 4. Shareholder Register, AGM Notice & Board Meeting Minutes data
Our Step-by-Step ROC Filings Process
Annual Compliance Calendar & MCA Master Data Audit
We check your company’s active status, charges, director DIN KYC status, and upcoming statutory deadlines.
Secretarial Drafting (Board Report, Notices & Minutes)
Prepare Companies Act-compliant Board Resolutions, AGM notices, Director Reports, and MGT-7 schedules.
MCA V3 Portal Pre-Scrutiny & Filing
Error-free upload of AOC-4, MGT-7/7A, Form 8/11, DPT-3, or event forms with digital signatures.
SRN Challan Archive & Compliance Tracker
Deliver stamped MCA challans and maintain a clean secretarial compliance binder for due diligence.
ROC Filings — Frequently Asked Questions
Why is timely ROC filing critical for Companies and LLPs?
Our company had zero revenue this year. Is ROC annual filing still mandatory?
What are the standard ROC annual filing due dates?
Can Adlux handle director addition, resignation, or registered office shift?
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